Annual Meeting & Ethics Course | Compliance 101
Register: http://bit.ly/2GcxJTr
The Knowledge Program from PPI delivers technical know-how and sales confidence. Our courses supply you with tangible sales ideas that you can immediately apply in your practice. This half-day session incorporates multi-media presentations, interactive classroom discussions and a variety of review material for your ongoing reference, and is eligible for Continuing Education credits.
Our regulatory environment is changing at a fast pace and regulators are continuously working on expanding their reach of advisor examinations, join us as we discuss key compliance concepts and practical scenarios to help you evaluate if you're practice is on-side.
Topics to be covered:
· Compliance 101 – including Licensing, Conflicts of Interest, Disclosure, Privacy, Referral Arrangements, Client Files, Holding Out, and more
· Needs Based Selling
· Anti-Money Laundering and Anti-Terrorist Financing
· Case Studies, Sales Ideas and client-friendly Document Samples
*Ethics CE credit available.
Agenda
8:00AM - Registration & Continental Breakfast
8:30AM - Compliance 101 course
10:00AM - Annual Meeting
10:30 AM - Close
Annual Meeting & FPSC Ethics Course
The Knowledge Program from PPI delivers technical know-how and sales confidence. Our courses supply you with tangible sales ideas that you can immediately apply in your practice. This half-day session incorporates multi-media presentations, interactive classroom discussions and a variety of review material for your ongoing reference, and is eligible for Continuing Education credits.
Our regulatory environment is changing at a fast pace and regulators are continuously working on expanding their reach of advisor examinations, join us as we discuss key compliance concepts and practical scenarios to help you evaluate if you're practice is on-side.
Topics to be covered:
· Compliance 101 – including Licensing, Conflicts of Interest, Disclosure, Privacy, Referral Arrangements, Client Files, Holding Out, and more
· Needs Based Selling
· Anti-Money Laundering and Anti-Terrorist Financing
· Case Studies, Sales Ideas and client-friendly Document Samples
*Ethics CE credit available.
ANNUAL MEETING
This is to notify you, a voting member of Toronto Chapter of Advocis of the Annual Meeting to be held on May 2, 2019 at Richmond Hill Golf Club at 10:00 am.
Business to be conducted at the meeting:
Opening Remarks
State of the Union Address
Review of previous year’s activities and finances and comment on current year to-date
Presentation of Officers and Directors for coming year
Any other business as determined
The nominating committee has solicited nominations, met with nominated members, and after due process, is proud to present the following slate for the coming year to the board of directors:
Robbie Fleischacker, CLU – President
Cathy Harman, CFP, CLU, CHS – Vice-president, Program Co-Chair, Professional Conduct Chair
John Lysack – Professional Development Chair
Tony Kim, CFA, CPA, CGA – Treasurer
Jaclyn Nemethy, B.Sc., CHS – Membership Chair
Arthur Wang, M.Acc., CPA, CA, CHS, CLU – Program Co-Chair
Advocacy Chair - Position is open
Michael Camacho, MBA, CFP, CLU, Ch.F.C., CHS, FLMI – Sponsorship Chair, Institute Rep
Adrian Altamirano, CIM, CFP, FCSI – Communications Chair
Graham Bergsma – GAMA Representative
Kathryn (Kit) Bennett, LL.B., TEP – Best Practices Chair
Andrew Burgess - Totem Pole Chair
Public Awareness Chair - position still open
New nominations are not accepted from the floor of the annual meeting. Should someone wish to run for a position that has not been slated by the nominating committee, notice needs to be provided to the secretary and chair of the nominating committee no later than April 19th. You can contact the Vice-president Cathy Harman by e-mail at toronto@advocischapter.ca and the chair of the nominating committee Robbie Fleischacker by e-mail at toronto@advocischapter.ca.
Tickets: http://bit.ly/2GcxJTr