Advocis Update: Membership & RHU Program
Kim Stanley, B.A., CFP, CLU, CH.F.C.,
Director Business Development
Kim will provide a review of the benefits of Membership and the Club 1000 initiative. She will also update
attendees on the RHU curriculum and the current enrolment and the benefits of obtaining Canada’s only living
benefits designation.
Regulatory Affairs Update: Regulatory Environment of the Financial Advisor
Peter Tzanetakis, B.A., M.A.
Senior Director Regulatory Affairs
Financial advisors today are being impacted by multiple layers of rules and regulations that will undoubtedly reshape
the way they do business in the future. Peter Tzanetakis, Senior Director, Regulatory Affairs at Advocis
will provide an update on the key issues re-shaping the regulatory landscape and Advocis' contribution to the
ongoing debates in the financial services sector.
The National Do Not Call Regime – What You Need To Know
M. Thérèse Reilly, B.A., LL.B., LL.M., CIPP/C
Director, Compliance
Therese will be updating attendees on the impact of the DNCL on a financial advisor’s practice, as well as
providing an understanding of the new National Do Not Call Regime, and identifying compliant approaches for
pursuing new business opportunities.
